Showing posts with label Securities and Exchange Commission. Show all posts
Showing posts with label Securities and Exchange Commission. Show all posts

Thursday, January 19, 2023

'They're boiling the frog': SEC's new crypto crackdown roils industry - POLITICO

The Securities and Exchange Commission's move last week to charge two digital asset giants — Gemini Trust and Genesis Global Capital — with selling unregistered products to individual investors was a stark warning to crypto exchanges, lenders and other platforms that they need to follow U.S. securities laws…


Wednesday, February 19, 2020

Church group criticises US plan to rein in smaller shareholders

Managers of the Church of England’s £8.3bn investment portfolio have criticised US regulators for planning to deny smaller shareholders, such as the church, the right to challenge US companies over excessive executive pay and the climate crisis. A group of 70 church investors, including the C of E, have written to the US Securities and Exchange Commission (SEC) opposing its plans to “modernise” shareholder rules by adding stricter criteria for filing resolutions voted on at a company’s annual meeting.
https://www.theguardian.com/business/2020/feb/16/us-regulators-deny-church-investors-right-to-hold-firms-to-account

Thursday, March 8, 2018








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