Interview with Jarrod James. He has more than 10 years of experience at RIA Compliance Consultants. We discuss the details of government regulation and how they apply to investment advisors, broker dealers, registered reps and insurance agents. Also discussed: Suitability, fiduciary, due diligence and many other items.
Interview:
https://www.spreaker.com/user/8084919/259-Rjsne5
No comments:
Post a Comment